SEC News & Analysis

The asset manager has filed with the SEC to list and trade shares of spot Hedera, Solana, and XRP exchange-traded products.

The DNA-testing firm said in a Tuesday SEC filing, “there is substantial doubt about the company’s ability to continue.”

The Republican promised to fire SEC Chair Gary Gensler “on day one,” but a tweet suggested he would also attempt to circumvent the Senate confirmation process for a replacement.

Robinhood Markets (NASDAQ: HOOD) stock spiked 7% in Monday’s premarket hours, topping $32 as traders bid up the Bitcoin (BTC/USD) price.

While Trump in July promised to fire Gensler on day one of his second administration, he technically can’t remove Gensler (without cause) until his term ends in 2026.

The latest rumored candidate under Donald Trump’s upcoming administration to potentially replace SEC chair Gary Gensler has sparked a mixed reaction from the crypto community.

They include options on Bitwise Ethereum ETF, Grayscale Ethereum Trust, and Grayscale Ethereum Mini Trust, as well as “any trust that holds Ether,” the filing said.

A Robinhood attorney and Republican regulators are people being considered for top jobs with the SEC, Comptroller of the Currency and other roles.

Trump’s presidential victory inspired a new wave of optimism, including predictions for an imminent Ether rally to $3,200 and hopes for a reform of the US SEC.

A Trump administration may lead to a less restrictive SEC Chair and more transparent crypto regulations.

Robinhood’s legal chief, Dan Gallagher, is reportedly one of the top picks to head the SEC under Trump, who promised to fire its current chair “on day one.”

The SEC argued that Kraken’s defenses about the major questions doctrine are a “due process fail as a matter of the law.”

The company has repeatedly violated accounting principles.

In the most recent trading session, Costco (COST) closed at $890.17, indicating a +0.46% shift from the previous trading day.

I think Super Micro Computer, (SMCI) should be avoided for the following reasons: Restatements could alter the financials significantly: The odds are high that the company will end up restating past financials. The Auditor’s resignation, its CEO’s pay …

There are several new candidates who could potentially become the next chair of the SEC.

Scammers pretended to be police and demanded BTC for missing court dates, while an attacker minted a huge number of SUN tokens and dumped them.

The asset manager became the third firm to apply for listing and trading shares of a spot XRP ETF, following Canary Capital and Bitwise.

Absher Wealth Management LLC purchased a new stake in shares of Dollar General Co. (NYSE:DG – Free Report) during the 3rd quarter, according to the company in its most recent filing with the Securities and Exchange Commission (SEC). The firm purchased…

Absher Wealth Management LLC decreased its position in Mercury General Co. (NYSE:MCY – Free Report) by 90.7% during the 3rd quarter, according to its most recent disclosure with the SEC. The fund owned 39,514 shares of the insurance provider’s stock a…

Absher Wealth Management LLC bought a new position in shares of Snap-on Incorporated (NYSE:SNA – Free Report) during the third quarter, according to its most recent filing with the Securities and Exchange Commission (SEC). The fund bought 68,452 share…

Absher Wealth Management LLC trimmed its holdings in T. Rowe Price Group, Inc. (NASDAQ:TROW – Free Report) by 2.1% during the third quarter, according to its most recent 13F filing with the Securities and Exchange Commission (SEC). The institutional i…

Jacobson & Schmitt Advisors LLC bought a new stake in AppLovin Co. (NASDAQ:APP – Free Report) during the 3rd quarter, according to the company in its most recent Form 13F filing with the Securities and Exchange Commission (SEC). The institutional inve…

Jacobson & Schmitt Advisors LLC boosted its holdings in shares of Goosehead Insurance, Inc (NASDAQ:GSHD – Free Report) by 10.6% in the 3rd quarter, according to its most recent disclosure with the Securities and Exchange Commission (SEC). The fund own…

Hi Line Capital Management LLC purchased a new stake in Alpha Metallurgical Resources, Inc. (NYSE:AMR – Free Report) during the 3rd quarter, according to the company in its most recent disclosure with the SEC. The institutional investor purchased 12,…

Hi Line Capital Management LLC reduced its holdings in shares of American Express (NYSE:AXP) by 55.9% in the third quarter, according to its most recent filing with the SEC. The fund owned 21,517 shares of the payment services company’s stock after se…

Hi Line Capital Management LLC lowered its stake in shares of Alibaba Group Holding Limited (NYSE:BABA – Free Report) by 17.9% in the third quarter, according to its most recent filing with the Securities and Exchange Commission (SEC). The firm owned …

Hi Line Capital Management LLC decreased its stake in Chubb Limited (NYSE:CB – Free Report) by 18.3% in the 3rd quarter, according to its most recent 13F filing with the Securities and Exchange Commission (SEC). The institutional investor owned 28,81…

Hi Line Capital Management LLC lifted its holdings in Liberty Broadband Co. (NASDAQ:LBRDK – Free Report) by 498.4% during the third quarter, according to the company in its most recent Form 13F filing with the Securities and Exchange Commission (SEC)….

Principal Securities Inc. raised its holdings in The Coca-Cola Company (NYSE:KO – Free Report) by 8.3% during the third quarter, according to the company in its most recent 13F filing with the SEC. The institutional investor owned 102,005 shares of t…

Manitou Investment Management Ltd. boosted its holdings in The Estée Lauder Companies Inc. (NYSE:EL – Free Report) by 87.6% in the third quarter, according to the company in its most recent Form 13F filing with the Securities and Exchange Commission (…

Stephens Investment Management Group LLC trimmed its position in shares of Silicon Laboratories Inc. (NASDAQ:SLAB – Free Report) by 4.2% in the 3rd quarter, according to the company in its most recent filing with the Securities and Exchange Commission…

Stephens Investment Management Group LLC lowered its stake in shares of Piper Sandler Companies (NYSE:PIPR – Free Report) by 42.1% during the 3rd quarter, according to its most recent disclosure with the Securities and Exchange Commission (SEC). The f…

Stephens Investment Management Group LLC raised its position in Papa Johns International, Inc. (NASDAQ:PZZA – Free Report) by 19.3% during the third quarter, according to its most recent Form 13F filing with the Securities and Exchange Commission (SEC…

Stephens Investment Management Group LLC raised its holdings in MACOM Technology Solutions Holdings, Inc. (NASDAQ:MTSI – Free Report) by 6.3% during the third quarter, according to the company in its most recent Form 13F filing with the SEC. The firm …

Stephens Investment Management Group LLC raised its stake in Toast, Inc. (NYSE:TOST – Free Report) by 13.1% in the third quarter, according to the company in its most recent filing with the Securities and Exchange Commission (SEC). The firm owned 1,88…

Stephens Investment Management Group LLC trimmed its stake in Globant S.A. (NYSE:GLOB – Free Report) by 1.8% during the 3rd quarter, according to its most recent 13F filing with the Securities and Exchange Commission (SEC). The fund owned 268,578 shar…

Stephens Investment Management Group LLC trimmed its stake in shares of Trex Company, Inc. (NYSE:TREX – Free Report) by 3.0% in the 3rd quarter, according to its most recent 13F filing with the Securities and Exchange Commission (SEC). The institution…

Stephens Investment Management Group LLC increased its holdings in shares of Globus Medical, Inc. (NYSE:GMED – Free Report) by 3.1% during the third quarter, according to the company in its most recent 13F filing with the Securities and Exchange Commi…

Stephens Investment Management Group LLC reduced its holdings in shares of Maximus, Inc. (NYSE:MMS – Free Report) by 2.9% during the third quarter, according to the company in its most recent disclosure with the Securities and Exchange Commission (SEC…

Stephens Investment Management Group LLC decreased its holdings in Balchem Co. (NASDAQ:BCPC – Free Report) by 6.0% in the third quarter, according to the company in its most recent 13F filing with the SEC. The fund owned 281,451 shares of the basic ma…

Stephens Investment Management Group LLC raised its holdings in shares of Illumina, Inc. (NASDAQ:ILMN – Free Report) by 23.6% in the 3rd quarter, according to its most recent 13F filing with the Securities and Exchange Commission (SEC). The fund owned…

Stephens Investment Management Group LLC trimmed its position in shares of Altair Engineering Inc. (NASDAQ:ALTR – Free Report) by 4.2% during the 3rd quarter, according to its most recent 13F filing with the Securities and Exchange Commission (SEC). T…

Stephens Investment Management Group LLC lessened its position in Tenable Holdings, Inc. (NASDAQ:TENB – Free Report) by 4.9% during the third quarter, according to the company in its most recent 13F filing with the SEC. The fund owned 963,855 shares o…

Stephens Investment Management Group LLC trimmed its holdings in Azenta, Inc. (NASDAQ:AZTA – Free Report) by 6.0% in the 3rd quarter, according to its most recent filing with the Securities and Exchange Commission (SEC). The firm owned 798,244 shares …