SEC News & Analysis

Comcast (CMCSA) closed the most recent trading day at $37.39, moving -1.42% from the previous trading session.

Bitcoin’s 2024 returns were doubled by the XRP token, following a significant legal victory for Ripple Labs and expectations of the SEC potentially dropping the lawsuit.

In the most recent trading session, RTX (RTX) closed at $116.83, indicating a +0.17% shift from the previous trading day.

MicroStrategy has submitted a proxy filing with the SEC seeking shareholders approval to boost its Bitcoin’s 21/21 Plan.

DB’s subsidiary faces a penalty of $4 million by the SEC for failing to report SARs on time.

In the most recent trading session, Chubb (CB) closed at $275.38, indicating a +0.8% shift from the previous trading day.

The US tax agency denied arguments from a second lawsuit brought by Joshua and Jessica Jarrett over staking rewards.

Hedge fund says the late outside counsel Chaim Fortgang was not subject to tough information restrictions

Securities exchange NYSE Arca has also expressed interest in listing a Grayscale crypto index ETF holding a diverse basket of spot crypto but has yet to receive approval.

The SEC’s new rules on digital asset promotions aim to “curb the menace” of social media influencers promoting unregulated crypto products.

The top of the list is dominated by SEC and Big Ten schools, due largely to each conference's massive media rights deals.

The Digital Chamber issued a crypto agenda for the incoming SEC leadership to repair its “troubled relationship” with the crypto industry.

A federal judge has given Eric Council Jr., who pleaded not guilty to compromising the SEC’s X account, permission to travel to North Carolina between Dec. 23 and 29.

OpenSea told Cointelegraph that the foundation in the Cayman Islands was a registered entity.

Former chief executive Tim Baxter left the retailer in September 2023, seven months before Express filed for Chapter 11 bankruptcy.

CYBR’s 45% YTD rally highlights its identity security leadership, but lofty valuations suggest holding the stock for now.

Are NFTs becoming the next battleground for securities law?

The update to the calendar makes it unlikely lawmakers will be able to vote on the SEC commissioner’s nomination before the next session of Congress.

Investors were kept in the dark about expenses including chief executive’s personal use of chartered aircraft, regulator alleges.

The cryptocurrency exchange filed a suit against the SEC in October after receiving a Wells notice, but dropped it the same day its CEO met with the US President-elect.

C’s credit card business sees a rise in delinquencies in November 2024. Yet, a modest rise in lending activities is likely to drive its core business performance.

CyberKongz said it was first contacted by the SEC two years ago and had been “suffering in silence” ever since.

The agency notified Unicoin of its intent to sue the company over violations related to fraud and unregistered securities.

Caroline Crenshaw may still have one more chance to be confirmed for a second term as an SEC commissioner before the next session of Congress.

The attorney also claimed the SEC reopened an investigation into Neuralink this week.

Novo Nordisk (NVO) closed at $106.95 in the latest trading session, marking a -1.53% move from the prior day.

The mercurial entrepreneur took to his own social media platform X—whose purchase attracted the regulator’s attention—to air his grievances.

Elon Musk’s brain-chip implant startup Neuralink faces a new SEC probe, according to a letter from his lawyer he posted on X.

SEC case alleges that firm run by Trump adviser had made misleading statements in run-up to two offerings

Trump’s new pick for the next SEC Chair is a win for the crypto industry, but the desired changes may be slow to come into play.

A letter sent to the Senate signed by more than 40 organizations suggested that Donald Trump might not abide by tradition and nominate Democrats to the SEC at all.

SEC Commissioner Caroline Crenshaw’s renomination vote was postponed, leaving her role at the agency up in the air.