SEC News & Analysis

According to Ripple’s chief legal officer, the SEC will continue with its appeal of a judgment in the civil case despite Chair Gary Gensler stepping down in six days.

The SEC chair is set to leave office in six days, the same day Donald Trump is scheduled to be inaugurated as president in Washington, DC.

The debate over quantum computing raged for a second week. SAP’s CEO said that the technology can have an impact in 3-4 years.
The post SAP CEO Sees Huge Quantum Computing Impact In 3 To 4 Years appeared first on Investor's Business Daily.

The SEC order found that Robinhood Securities LLC and Robinhood Financial LLC violated more than 10 separate securities law provisions.

The upstart brokerage agreed to pay the Securities and Exchange Commission for failing to protect sensitive customer data, among other infractions.

Broker pays $45mn while Blackstone and KKR also among those penalised by US regulator

In the latest trading session, Phillips 66 (PSX) closed at $115.98, marking a +1.8% move from the previous day.

Millions of customer names and emails were exposed by a 2021 hack.

A panel of judges said it would not force the SEC to implement rulemaking on crypto, but one referred to the commission’s “fogginess” as potentially harming digital asset firms.

A few hours ago, announcements were made about a new SEC chair appointment. Experts say […]

XRP broke out of a bullish continuation pattern following Ripple’s court win to seal documents in the SEC case.

The Securities and Exchange Commission reached a $750,000 settlement with Shift4 Payments, resolving allegations that the payments-technology company failed to make required disclosures in several of its filings.

Hendrik Jordaan agreed to pay a $250,000 civil penalty but didn’t admit or deny the regulator’s findings.

Trump was sentenced Friday to no jail time for covering up payments to women, while McMahon settled with the SEC for similarly hiding payoffs from WWE’s books.

The wrestling entrepreneur settled charges he failed to properly disclose payments to women alleging sexual misconduct.

The latest trading day saw Monday.com (MNDY) settling at $227.38, representing a +0.9% change from its previous close.

Coinbase and the SEC have been locked in legal proceedings about whether the crypto exchange is violating securities laws.

Lower oil refining margins, weaker demand and global oversupply weigh on XOM’s Q4 earnings outlook.

Judge Katherine Failla granted Coinbase’s request for an interlocutory appeal, citing different courts’ interpretations of what constituted a security under the SEC’s purview.

Trump’s pick, a former top official at the Securities Exchange Commission now likely to hold its top job, has a track record of resisting penalties for compnaies and individuals.

President-elect Donald Trump’s SEC pick voted several times against punishing big companies and was extremely critical of the agency’s enforcement process when he was a top official there, according to public records and former SEC attorne…

Here is how Boston Scientific (BSX) and Aclarion, Inc. (ACON) have performed compared to their sector so far this year.

Will upcoming rule-making create or hinder innovation within the digital asset space?

Internal data shows securities enforcers bring in far less money than their cases indicate.

Comcast (CMCSA) closed the most recent trading day at $37.39, moving -1.42% from the previous trading session.

Bitcoin’s 2024 returns were doubled by the XRP token, following a significant legal victory for Ripple Labs and expectations of the SEC potentially dropping the lawsuit.

In the most recent trading session, RTX (RTX) closed at $116.83, indicating a +0.17% shift from the previous trading day.